Company Stock Positions

Many Perspective clients have accumulated large positions in company stock and/or company stock options. Often times, large positions in company stock represent the single greatest risk in a client’s portfolio. When this is the case, we develop diversification alternatives, taking into account parameters such as the cost basis of stock, strike price of options, prevailing tax rates, option expiration dates, and the overall percentage of the portfolio that the company stock represents. Alternative scenarios are then reviewed with the client to determine the best strategy that aligns with the client’s financial plan.